Vartan Ravenscroft

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Compliance Assistant

We are looking for a Peterborough-based Compliance Assistant to join our growing team.

Reporting to the Head of UK Compliance & MLRO

You will have responsibility for assisting the Head of UK Compliance and Compliance Officer with day to day administration and monitoring in the Compliance Department.

Key Responsibilities

  • To undertake the Compliance Monitoring Programme as directed
  • Manage and update key registers such as PA dealing and Gifts and Benefits
  • Ad-hoc projects as necessary from time to time

Qualification Requirements

  • Hold, be working towards, or willing to work towards Level 3 CISI qualification and ultimately Level 6 CISI Compliance Diploma

Essential Skills:

  • Good communication, time management and organisation skills
  • Strong interpersonal skills
  • IT literate with the ability to use such systems such as MS Office Applications, Word and Excel
  • Analytical and an eye for detail

If you would like to find out more, please contact Natalie Howman in Compliance: nhowman@vartan-ravenscroft.com

Qualified Investment Managers

Vartan Ravenscroft are always looking for like-minded qualified investment managers to join us.

We offer the opportunity for you to look after your clients in the way you wish in a conducive manner.

Please contact us.